Allegations of mis-selling are generally the preserve of the financial industry's regulators and enforcers or, at worst, US law firms trying to drum up business with a scattergun approach to accusations...
Equity products see biggest inflows in December; Deutsche partners to launch China A-shares physical ETF; Source ETF offers RQFII exposure
Insurance Risk and BNY Mellon have conducted a survey to look at how insurance companies are preparing for the new regime and the opportunities and challenges that the changes will bring.
More Richard Jory articles
Michael Osnato takes charge of enforcement division's complex financial instruments unit at the SEC; BAML hires Yangui as managing director; Adrian Neave exits Gilliat; Natixis names Mehrex global head of equity derivatives
HypoVereinsbank has produced a four-year autocallable for German investors based on Deutsche Bank stock, paying an annual 4.4% coupon. Principal is at risk if the stock breaches the final-day barrier
Investing on the basis of risk premia rather than asset class performance is being embraced by pension funds, sovereign wealth funds and other institutional investors. The trend is especially popular among Scandinavia’s pension funds, but what are these...
RBC is offering an income product that relies on the stock performance of 3D printer manufacturer 3D Systems for the return of capital, but has no such restriction on the quarterly income payment. The annualised coupon is 13.75%
Gilliat has presented UK investors with three payouts within one product, with the investor free to choose the FTSE 100, Euro Stoxx 50 or Russell 2000 as underlyings. The product is structured with a series of European call and put options
Voting is now open for the top vendor in a range of sales and trading and risk management categories
After thinking they would be ignored in a broad reform of the US tax system led by David Camp, retail investors could find themselves in the firing line for phantom income tax, say bankers
This paper discusses a number of diverse considerations that risk managers need to incorporate into their thought processes and recurring procedures if they are to fulfill their role more effectively in the future