CFTC has increased its scrutiny of futures brokers and their handling of customer funds since MF Global collapse
Alberta securities regulator acknowledges proposals on derivatives dealer registration have alarmed energy firms
The US Dodd-Frank Act envisioned a new type of trading venue for over-the-counter derivatives, known as swap execution facilities (Sefs). But in the energy markets, at least, it appears Sefs are dea...
More Alexander Osipovich articles
Price reporting agencies (PRAs) are facing intense scrutiny from regulators, amid renewed allegations that their widely used price indexes are being manipulated by unscrupulous energy traders. Will ...
Commissioner says lowering futures block trade thresholds skirts the intent of Dodd-Frank
Bill Perkins believes rising demand and reduced risk warehousing will create opportunities for natural gas traders: video
CFTC commissioner warns about agency's "data dilemma" in exclusive video interview
Ferc is now monitoring markets in near real time for evidence of manipulation, warns enforcement official
CFTC will soon unveil revised rule on commodity position limits after a court rejected its previous effort, says O'Malia
Exchanges plan futures in response to RIN price surge
Dodd-Frank delay gets mixed response from energy firms
The calm before the storm?
With Dodd-Frank reporting and record-keeping rules set to come into effect on April 10, energy companies worry they won’t be ready in time
A court decides the US Federal Energy Regulatory Commission overstepped its authority in trying to prosecute manipulation in natural gas futures - a ruling with implications for other cases
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.