The latest filing with the SEC is dominated by leveraged return notes and reverse convertibles, with some autocallables and a straddle offering diversity
Barclays Bank has filed a leveraged return product with the SEC based on McDonald's shares
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
More Hannah Collins articles
HSBC provided a broad selection of structures in its product filings with the SEC on April 5, while Royal Bank of Scotland launched a digital structure and Morgan Stanley offered principal protection
Autocallables continue to be popular in the US, with four new products registered with the SEC
More than half of UK wealth managers and global fund selectors use ETFs to gain tactical exposure to certain markets, according to new survey
Regulator Q&A: Steven Maijoor
Bank of Montreal has filed a coffee company-linked product with the SEC, and UBS has registered another seven reverse convertibles
ETFs have been a positive influence on the trading of related futures and securities markets, according to an Edhec survey
Research institute Edhec-Risk's annual European exchange-traded funds survey has found that European investors think physical replication is less risky than synthetic exposure
All the structured products filed with the US Securities and Exchange Commission on March 27 were reverse convertibles
Fourteen reverse convertibles, mostly from UBS, one autocallable and two leveraged return notes make up the latest batch of structured products to be filed with the SEC
Goldman Sachs is offering a leveraged return note based on an extraordinary 20 US stocks. Friday's registration of structured products for the public issuance market was otherwise peppered with reve...
JP Morgan and HSBC have filed principal-protected notes with lengthy terms with the SEC, while UBS has registered three five-year autocallables linked to ETFs
Both JP Morgan and Goldman Sachs filed three new products with the US Securities and Exchange Commission on March 21, offering a selection of autocallable, straddle, reverse convertible and leverage...
UBS and Credit Suisse have both filed products based on the performance of Apple shares with the SEC. Half of the latest products registered with the regulator are leveraged return notes
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.